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William L Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Mount Pleasant, SC

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-17
SC RA APPROVED 2014-10-01
NC RA APPROVED 2009-12-17
  • TX RA
    APPROVED_RES
    Since 2014-10-17
  • SC RA
    APPROVED
    Since 2014-10-01
  • NC RA
    APPROVED
    Since 2009-12-17

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-14
  • S66 Uniform Combined State Law Examination
    2009-11-14
Other Names
  • William Lanier Brown

View on SEC IAPD

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