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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-05 |
| OH | RA | APPROVED | 2020-11-18 |
Branch Locations
2 Equity Way Suite 200, Westlake, OH 44145 • United States
Newton Falls, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synergy Consulting Group | Uniontown | OH | 09/2015 | 05/2017 |
| Ubs Financial Services | Westlake | OH | 05/2017 | 11/2020 |
| Rbc Capital Markets, Llc | Cleveland | OH | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-26 |
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