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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
CA RA APPROVED 2016-10-13
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • CA RA
    APPROVED
    Since 2016-10-13

Branch Locations

500 Ygnacio Valley Rd Ste 270B, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ca Tour Consultants San Francisco CA 07/2009 10/2016
Waddell & Reed, Inc Napa CA 09/2009 10/2016
Various Insurance Carriers For W & R Insurance Agencies Napa CA 03/2010 10/2016
Streamline Events San Francisco CA 07/2011 10/2016
John Cordeiro Napa CA 08/2012 10/2016
Ryan Heidrich Napa CA 03/2013 10/2016
Napa Rotary Club Napa CA 09/2014 10/2016
Puertas Abiertas Napa CA 10/2014 10/2016
Napa Business Advantage Napa CA 08/2014 10/2016
Principal Life Insurance Company Walnut Creek CA 10/2016 Present
Principal Securities Inc Walnut Creek CA 10/2016 Present
  • 07/2009 → 10/2016
    Ca Tour Consultants
    San Francisco, CA
  • 09/2009 → 10/2016
    Waddell & Reed, Inc
    Napa, CA
  • 03/2010 → 10/2016
    Various Insurance Carriers For W & R Insurance Agencies
    Napa, CA
  • 07/2011 → 10/2016
    Streamline Events
    San Francisco, CA
  • 08/2012 → 10/2016
    John Cordeiro
    Napa, CA
  • 03/2013 → 10/2016
    Ryan Heidrich
    Napa, CA
  • 09/2014 → 10/2016
    Napa Rotary Club
    Napa, CA
  • 10/2014 → 10/2016
    Puertas Abiertas
    Napa, CA
  • 08/2014 → 10/2016
    Napa Business Advantage
    Napa, CA
  • 10/2016 → Present
    Principal Life Insurance Company
    Walnut Creek, CA
  • 10/2016 → Present
    Walnut Creek, CA
Previous Registrations
  • 2009-12-21 → 2016-10-12
    Waddell & Reed
    Napa, CA
    Concord, CA
Other Businesses

***Lionheart Enterprises; Not Investment Related; 500 Ygnacio Valley Rd, Suite 150, Walnut Creek, CA 94596; Distributor; Imports goods to sell at county fairs and other trades shows.; Start Date: 06/15/2018; 18 hrs per month; 18 during trading hours. ***Fixed Insurance; Investment Related; ; Agent; Fixed LI, DI, LTC, Annuity, Group Benefits; Start Date: 03/26/2019; 4 hrs per month; 4 during trading hours. ***Rental Property; Not Investment Related; Napa, CA; Co-Owner; Ryan and Lindsey Heidrich own rental property 50/50.; Start Date: 03/26/2021; 5 hrs per month; 0 during trading hours. LIONHEART ENTERPRISES POSITION: Sales NATURE: Lionheart Enterprises INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 10 START DATE: 06/15/2018 ADDRESS: 1201 Cayetano Dr, Napa CA 94559, United States DESCRIPTION: Lionheart imports goods to sell at county fairs and other trades shows in the area. I sell the imported goods at local fairs and trade shows.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2009-12-18
Other Names
  • Ryan Heidrich

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