Best Investors Account Sign in
Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-07
  • PA RA
    APPROVED
    Since 2024-08-07

Branch Locations

Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428 • United States

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Centurion Group, Llc Plymouth Meeting PA 04/2014 05/2019
Purshe Kaplan Sterling Investments Albany NY 11/2014 Present
Mma Agency Conshohocken PA 06/2019 Present
Mma Securities Conshohocken PA 01/2020 Present
  • 04/2014 → 05/2019
    The Centurion Group, Llc
    Plymouth Meeting, PA
  • 11/2014 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2019 → Present
    Mma Agency
    Conshohocken, PA
  • 01/2020 → Present
    Mma Securities
    Conshohocken, PA
Other Businesses

The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 1% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-10
S63 Uniform Securities Agent State Law Examination 2008-09-30
  • S65 Uniform Investment Adviser Law Examination
    2024-06-10
  • S63 Uniform Securities Agent State Law Examination
    2008-09-30
Other Names
  • Dana Rose Brigandi
  • Dana Brigandi
  • Dana R Brigandi

View on SEC IAPD

More in Conshohocken, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor