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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-06-23 |
Branch Locations
West Des Moines, IA • United States
Prior Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 02/2010 | 03/2019 |
| Cetera Advisors Llc | Denver | CO | 02/2010 | 03/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2010 | 03/2019 |
| Vsr Financial Services, Inc. | Overland Park | KS | 07/2015 | 11/2016 |
| Girard Securities, Inc. | San Diego | CA | 07/2015 | 11/2017 |
| Investors Capital Corp. | Lynnfield | MA | 07/2015 | 11/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 07/2015 | 03/2019 |
| Cetera Advisor Networks | El Segundo | CA | 02/2021 | 09/2021 |
| Worsfold Wealth Management Llc | West Des Moines | IA | 03/2019 | 09/2021 |
| Cetera Advisor Networks | El Segundo | CA | 03/2019 | 02/2021 |
| Lpl Financial Llc | West Des Moines | IA | 09/2021 | Present |
1- 06/2025 / River Valley Wealth Management, Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
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