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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-06-23
  • IA RA
    APPROVED
    Since 2025-06-23

Branch Locations

West Des Moines, IA • United States

Prior Lake, MN • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 02/2010 03/2019
Cetera Advisors Llc Denver CO 02/2010 03/2019
Cetera Financial Specialists Llc Schaumburg IL 02/2010 03/2019
Vsr Financial Services, Inc. Overland Park KS 07/2015 11/2016
Girard Securities, Inc. San Diego CA 07/2015 11/2017
Investors Capital Corp. Lynnfield MA 07/2015 11/2016
Summit Brokerage Services, Inc. Boca Raton FL 07/2015 03/2019
Cetera Advisor Networks El Segundo CA 02/2021 09/2021
Worsfold Wealth Management Llc West Des Moines IA 03/2019 09/2021
Cetera Advisor Networks El Segundo CA 03/2019 02/2021
Lpl Financial Llc West Des Moines IA 09/2021 Present
  • 02/2010 → 03/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2010 → 03/2019
    Cetera Advisors Llc
    Denver, CO
  • 02/2010 → 03/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 07/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 07/2015 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 07/2015 → 03/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 02/2021 → 09/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 03/2019 → 09/2021
    Worsfold Wealth Management Llc
    West Des Moines, IA
  • 03/2019 → 02/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2021 → Present
    West Des Moines, IA
Other Businesses

1- 06/2025 / River Valley Wealth Management, Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
  • S66 Uniform Combined State Law Examination
    2025-06-23
Other Names
  • Jenna Catherine Leaven-Miller
  • Jenna Catherine Leaven Miller

View on SEC IAPD

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