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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-29
  • FL RA
    APPROVED
    Since 2024-02-29

Branch Locations

9000 Southside Blvd Bldg 200, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2012 05/2023
Bofa Securities, Inc. Jacksonville FL 05/2023 Present
Previous Registrations
Other Businesses

OBA ID: 1048346 Name of OBA: Florida Roots LLC For profit or not for profit: Profit Investment related: No Address of business: Jacksonville, FL Nature of business: Sell personal art work and photography Position, title, association Owner Start date of relationship: June 2022 Number of hours devoted: 4hrs a week as applicable on the weekend or when off. Number of hours devoted during trading hours: None Duties: Everything associated with owning a business (paperwork, marketing/sales, and product creation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-17
  • S66 Uniform Combined State Law Examination
    2015-08-17
Other Names
  • Dina Louise Taylor
  • Dina Louise Taylor
  • Dina L Pryor
  • Dina Pryor

View on SEC IAPD

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