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Daniel Gerard Bennett

Lake Water Advisory, LLC

Sarasota, FL

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Current Employers
Lake Water Advisory, Llc

3001 Founders Club Drive, Sarasota, FL 34240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-10
NY RA APPROVED 2023-10-20
  • FL RA
    APPROVED
    Since 2024-09-10
  • NY RA
    APPROVED
    Since 2023-10-20

Branch Locations

3001 Founders Club Drive, Sarasota, FL 34240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Syracuse NY 10/2012 12/2019
Cambridge Investment Research, Inc. Syracuse NY 12/2019 10/2023
Cambridge Investment Research Advisors, Inc. Syracuse NY 05/2021 10/2023
Lake Water Capital, Llc Skaneateles NY 10/2023 Present
Mml Investor Services, Llc Syracuse NY 10/2012 12/2019
  • 10/2012 → 12/2019
    Mass Mutual Life Insurance Company
    Syracuse, NY
  • 12/2019 → 10/2023
    Cambridge Investment Research, Inc.
    Syracuse, NY
  • 05/2021 → 10/2023
    Syracuse, NY
  • 10/2023 → Present
    Lake Water Capital, Llc
    Skaneateles, NY
  • 10/2012 → 12/2019
    Mml Investor Services, Llc
    Syracuse, NY
Previous Registrations
Other Businesses

1) DANIEL BENNETT, 62 WEST ELIZABETH ST, SKANEATELES, NY, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 12/01/19, NIR, 10/WK- 0/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-28
  • S63 Uniform Securities Agent State Law Examination
    2011-02-28
Designations

View on SEC IAPD

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