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Benjamin James Miller

Capital Client Group, Inc.

Los Angeles, CA

Gilbert, AZ

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-02-12
  • CA RA
    APPROVED
    Since 2014-02-12

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Irvine CA 02/2014 07/2017
American Funds Los Angeles CA 07/2017 Present
  • 02/2014 → 07/2017
    American Funds
    Irvine, CA
  • 07/2017 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 2009-12-22
  • S65 Uniform Investment Adviser Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    2009-12-22

View on SEC IAPD

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