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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-15
TX RA APPROVED_RES 2026-07-15
  • CA RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED_RES
    Since 2026-07-15

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Los Angeles CA 01/2015 07/2026
Wells Fargo Clearing Services, Llc Los Angeles CA 07/2026 Present
Previous Registrations
Other Businesses

CHANTILLY CONSULTANCY-1328 BERKELY ST. #102, SANTA MONICA, CA 90404. THE BUSINESS IS NOT INVESTMENT RELATED. I SPEND 1 HOUR/MONTH ON THIS BUSINESS. I AM A PARTNER. START DATE: 12/1/20-NATURE OF BUSINESS: REGULAR OPERATIONS, KITCHEN DESIGN. I PROVIDE GENERAL BUSINESS ADVICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-27
  • S66 Uniform Combined State Law Examination
    2011-09-27
Other Names
  • Joseph Chan
  • Joe Chan

View on SEC IAPD

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