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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-21 |
| CO | RA | APPROVED | 2019-06-10 |
Branch Locations
7354 S Alton Way Ste 103, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Excel, Llc | Topeka | KS | 10/2010 | 11/2017 |
| Miller Retirement Group | Lawrence | KS | 12/2017 | 05/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 02/2018 | Present |
| Colorado Wealth Solutions Llc Dba Financial Integrity | Centennial | CO | 05/2019 | Present |
1) FINANCIAL INTEGRITY HOLDINGS LLC; NOT INVESTMENT RELATED; 7354 S ALTON WAY, SUITE 103, CENTENNIAL, CO 80112; REAL ESTATE HOLDING LLC; MEMBER; 5/31/2023; APPROX. 5HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; I HELP RUN THE MANAGEMENT OF THE LLC AND ALSO THE FINANCES OF THE RENT/MORTGAGE/EXPENSES. 2) FINANCIAL INTEGRITY; YES INVESTMENT RELATED; 7354 S ALTON WAY, SUITE 103, CENTENNIAL, CO 80112; FIXED ANNUITY AND LFE INSURANCE SALES AND SERVICE; FINANCIAL ADVISOR; 5/2019; APPROX. 160HRS/MO; APPROX. 130HRS/MO DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-31 |
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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