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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-10 |
Branch Locations
106 West Portal Ave, San Francisco, CA 94127-1306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Oakland | CA | 07/2016 | 04/2022 |
| Hsbc Bank Usa, N.A. | Oakland | CA | 07/2016 | 04/2022 |
| Charles Schwab & Co., Inc. | San Francisco | CA | 04/2022 | Present |
| Charles Schwab Bank, Ssb | San Francisco | CA | 04/2022 | Present |
1) Rental Property |Investment Related: No|4164 Redding Street, Oakland, CA, 94619, United States|Real Estate (Non-Agent/Broker)|Owner |3/1/2022|Less than 20 hour/month - 0 during trading hours|I own an investment property in Oakland. My responsibilities are to collect rents on monthly basis and doing property maintenances , 2) In Home Supportive Service |Investment Related: No|Caregiver to family member |Caregiver |5/2/2024|20-40 hour/month - 2 during trading hours|Not financial service nor Investment related. Job responsibility is to take care of family member, 32 hours a month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-20 |
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