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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-16
AZ RA APPROVED 2018-04-03
  • TX RA
    APPROVED
    Since 2018-04-16
  • AZ RA
    APPROVED
    Since 2018-04-03

Branch Locations

2528 W. Southern Avenue, Tempe, AZ 85282 • United States

4714 S. Rural Road, Tempe, AZ 85282 • United States

444 West Broadway Road, Tempe, AZ 85282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Tempe AZ 09/2010 05/2018
J.P. Morgan Securities Llc Tempe AZ 11/2013 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 05/2018 Present
  • 09/2010 → 05/2018
    Jpmorgan Chase Bank Na
    Tempe, AZ
  • 11/2013 → Present
    Tempe, AZ
  • 05/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-23
S63 Uniform Securities Agent State Law Examination 2014-02-05
  • S66 Uniform Combined State Law Examination
    2018-03-23
  • S63 Uniform Securities Agent State Law Examination
    2014-02-05
Other Names
  • Bill A Dillon
  • Bill A Dillon
  • Bill Avery Dillon

View on SEC IAPD

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