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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-16 |
| AZ | RA | APPROVED | 2018-04-03 |
Branch Locations
2528 W. Southern Avenue, Tempe, AZ 85282 • United States
4714 S. Rural Road, Tempe, AZ 85282 • United States
444 West Broadway Road, Tempe, AZ 85282 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Tempe | AZ | 09/2010 | 05/2018 |
| J.P. Morgan Securities Llc | Tempe | AZ | 11/2013 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-05 |
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