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Current Employers
Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-05-19
  • NV RA
    APPROVED
    Since 2026-05-19

Branch Locations

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Reno, NV • United States

Auburn, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Reno NV 02/1998 07/2024
Wells Fargo Securities, Llc Reno NV 01/2009 07/2024
Concorde Investment Services, Llc Ann Arbor MI 04/2026 Present
Concorde Asset Management Ann Arbor MI 04/2026 Present
Dfpg Investments, Llc Sandy UT 02/2025 04/2026
Diversify Advisory Services Sandy UT 02/2025 04/2026
Unemployed Reno NV 07/2024 02/2025
  • 02/1998 → 07/2024
    Wells Fargo Bank
    Reno, NV
  • 01/2009 → 07/2024
    Wells Fargo Securities, Llc
    Reno, NV
  • 04/2026 → Present
    Concorde Investment Services, Llc
    Ann Arbor, MI
  • 04/2026 → Present
    Concorde Asset Management
    Ann Arbor, MI
  • 02/2025 → 04/2026
    Dfpg Investments, Llc
    Sandy, UT
  • 02/2025 → 04/2026
    Diversify Advisory Services
    Sandy, UT
  • 07/2024 → 02/2025
    Unemployed
    Reno, NV
Previous Registrations
Other Businesses

1. Consulting NV, LLC, Non-Investment related; Reno, NV 89521. Consulting; Sole owner of single-member LLC, duties include ad-hoc consulting on rent strategy, construction/maintenance, and preparation for possible future property sales. 1/2026. 10% during business hours. 2. Legacy Investment & Real Estate, LLC. Investment related. Sacramento, CA. DBA for securities related activities. Registered representative, start date April 2026. Full time during trading hours. 3. Concorde Asset Management. Investment related. Ann Arbor, MI. RIA Investment advisor representative, advise clients on investment decisions. Start date April 2026. 4. Beemartin Private Family Trust Company. Non-investment related. Reno, Nv. Board member, administer family trust. Start date: June 2023. 1-5 hours/month during trading hours, 1-5 hours/month during non-trading hours. 5. Wine Trail Estates, LLC. Non-investment related. Auburn, CA. CFO, conduct consulting. Start date: Jan 2026. 1-5 hours/month during trading hours, 1-5 hours/month during non-trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-21
S63 Uniform Securities Agent State Law Examination 2010-01-26
  • S65 Uniform Investment Adviser Law Examination
    2025-03-21
  • S63 Uniform Securities Agent State Law Examination
    2010-01-26

View on SEC IAPD

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