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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-05-19 |
Branch Locations
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Auburn, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Reno | NV | 02/1998 | 07/2024 |
| Wells Fargo Securities, Llc | Reno | NV | 01/2009 | 07/2024 |
| Concorde Investment Services, Llc | Ann Arbor | MI | 04/2026 | Present |
| Concorde Asset Management | Ann Arbor | MI | 04/2026 | Present |
| Dfpg Investments, Llc | Sandy | UT | 02/2025 | 04/2026 |
| Diversify Advisory Services | Sandy | UT | 02/2025 | 04/2026 |
| Unemployed | Reno | NV | 07/2024 | 02/2025 |
1. Consulting NV, LLC, Non-Investment related; Reno, NV 89521. Consulting; Sole owner of single-member LLC, duties include ad-hoc consulting on rent strategy, construction/maintenance, and preparation for possible future property sales. 1/2026. 10% during business hours. 2. Legacy Investment & Real Estate, LLC. Investment related. Sacramento, CA. DBA for securities related activities. Registered representative, start date April 2026. Full time during trading hours. 3. Concorde Asset Management. Investment related. Ann Arbor, MI. RIA Investment advisor representative, advise clients on investment decisions. Start date April 2026. 4. Beemartin Private Family Trust Company. Non-investment related. Reno, Nv. Board member, administer family trust. Start date: June 2023. 1-5 hours/month during trading hours, 1-5 hours/month during non-trading hours. 5. Wine Trail Estates, LLC. Non-investment related. Auburn, CA. CFO, conduct consulting. Start date: Jan 2026. 1-5 hours/month during trading hours, 1-5 hours/month during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-26 |
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