Best Investors Account Sign in
Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-18
MI RA APPROVED 2025-06-18
  • IL RA
    APPROVED
    Since 2025-06-18
  • MI RA
    APPROVED
    Since 2025-06-18

Branch Locations

807 Waukegan Road, Suite 111, Deerfield, IL 60015 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 07/2016 12/2016
Coe Capital Management, Llc Deerfield IL 07/2014 09/2021
E. A. Horwitz Llc Deerfield IL 07/2016 12/2016
Schechter Investment Advisors Llc Birmingham MI 09/2021 05/2025
Kingswood Capital Partners, Llc Deerfield IL 05/2022 Present
Arax Advisory Partners, Llc Denver CO 06/2025 Present
  • 07/2016 → 12/2016
    Western International Securities, Inc.
    Pasadena, CA
  • 07/2014 → 09/2021
    Coe Capital Management, Llc
    Deerfield, IL
  • 07/2016 → 12/2016
    Deerfield, IL
  • 09/2021 → 05/2025
    Schechter Investment Advisors Llc
    Birmingham, MI
  • 05/2022 → Present
    Kingswood Capital Partners, Llc
    Deerfield, IL
  • 06/2025 → Present
    Arax Advisory Partners, Llc
    Denver, CO
Previous Registrations
  • 2022-01-19 → 2025-07-11
    Schechter Investment Advisors, Llc
    Deerfield, IL
  • 2017-02-14 → 2021-10-29
    Coe Capital Management, Llc
    Deerfield, IL
  • 2016-07-14 → 2016-12-23
    Deerfield, IL
  • 2009-11-19 → 2014-07-15
    Dls Capital Management, Llc
    Bannockburn, IL
Other Businesses

1)Kingswood Capital Partners, LLC -investment-related 11440 W. Bernardo Ct. Ste.300, San Diego, CA 92127 -registered representative -began 12/2022 -hrs per month 1 -hrs during trading hours 0-selling private placements, life insurance, variable universal life 2) Schechter Private Capital - yes investment related - 111 E. Merrill St. Suite 400 Birmingham, MI 48009 - Private Equity investing - Sr. Financial Advisor - 10/1/21 - 0-2 hours - 0-2 hours - recommending investments in SPC to clients and prospects 3)Robert Schechter & Assoc. LLC dba Schechter Wealth Services; investment-related; 111 E. Merrill St. Suite 400, Birmingham, MI 48009; insurance business; insurance agent; started 10/2021 devote 5-10 hours per week during securities trading hours;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-22
S65 Uniform Investment Adviser Law Examination 2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    2022-11-22
  • S65 Uniform Investment Adviser Law Examination
    2009-11-18

View on SEC IAPD

More in Deerfield, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor