Best Investors Account Sign in

Brian Kent Woolman

Mml Investors Services, LLC

Fort Wayne, IN

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-24
IN RA APPROVED 2014-09-15
  • TX RA
    APPROVED_RES
    Since 2014-10-24
  • IN RA
    APPROVED
    Since 2014-09-15

Branch Locations

10445 Illinois Road, Fort Wayne, IN 46814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Fort Wayne IN 07/2014 Present
Massmutual Life Insurance Co Fort Wayne IN 07/2014 Present
Previous Registrations
  • 2010-07-09 → 2014-05-15
    Securian Financial Services, Inc.
    Fort Wayne, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-25
  • S66 Uniform Combined State Law Examination
    2010-06-25

View on SEC IAPD

Other Firms

MONARCH CAPITAL MANAGEMENT INC
SOLVE CONSULTING GROUP, LLC
EDWARD JONES
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT
LPL FINANCIAL LLC
TRADEWELL TAX & FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

GEORGE ROBERT DONNER
ADAM ANTHONY BEARD
JOHN DAVID MEYER
DAVID MICHAEL MEYER
NOEL HOLLIS KNOX
Kyle Edward Farmer
Joseph A Hampton
KEVIN THOMAS NOLL

Other Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · FORT WAYNE, IN
LPL FINANCIAL LLC · FORT WAYNE, IN
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT · Fort Wayne, IN
TRADEWELL TAX & FINANCIAL · FORT WAYNE, IN
WELLS FARGO CLEARING SERVICES, LLC · FORT WAYNE, IN

More in Fort Wayne, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor