Ross E Welte

Current Employers

5 Stone Financial Group, Llc

Champlin, MN • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-01-06
TX	RA	APPROVED_RES	2025-09-04

MN RA
APPROVED

Since 2026-01-06
TX RA
APPROVED_RES

Since 2025-09-04

Branch Locations

Champlin, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co	Minneapolis	MN	06/2013	09/2021
Park Avenue Securities Llc	Minneapolis	MN	06/2013	09/2017
Regulus, Llc	Kentwood	MI	09/2017	09/2021
Regal Investment Advisors, Llc	Kentwood	MI	09/2017	09/2021
5 Stone Investments, Llc	Champlin	MN	10/2021	Present

06/2013 → 09/2021

Guardian Life Insurance Co

Minneapolis, MN
06/2013 → 09/2017

Park Avenue Securities Llc

Minneapolis, MN
09/2017 → 09/2021

Regulus, Llc

Kentwood, MI
09/2017 → 09/2021

Regal Investment Advisors, Llc

Kentwood, MI
10/2021 → Present

5 Stone Investments, Llc

Champlin, MN

Previous Registrations

2017-10-17 → 2021-10-01

Regal Investment Advisors Llc

Wayzata, MN

Kentwood, MI

Edina, MN

Golden Valley, MN
2014-01-31 → 2017-10-27

Park Avenue Securities Llc

Minnetonka, MN

Other Businesses

1) Outside Insurance Products. I will be selling other insurance products to meet the needs of my clients as they come up as an Insurance Agent. Start: 07/08/2013. Address: Champlin, MN, USA. Hrs per month - Tot/Bus: 20/10. Investment related. Receives commissions.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-25
S63	Uniform Securities Agent State Law Examination	2006-01-23

S65 Uniform Investment Adviser Law Examination

2014-08-25
S63 Uniform Securities Agent State Law Examination

2006-01-23

Other Names

Ross Elliot Welte

View on SEC IAPD