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111 N. Sepulveda Blvd Suite 350, Manhattan Beach, CA 90266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-04 |
| IL | RA | APPROVED | 2023-01-03 |
| AZ | RA | APPROVED | 2022-07-05 |
| CA | RA | APPROVED | 2022-06-29 |
| TX | RA | APPROVED | 2022-06-29 |
Branch Locations
111 N. Sepulveda Blvd Suite 350, Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Estate & Investment Advisors, Llc | Redondo Beach | CA | 11/2012 | 02/2021 |
| Jhfn Sii | Los Angeles | CA | 02/2013 | 11/2018 |
| Royal Alliance Associates, Inc. | Redondo Beach | CA | 11/2018 | 02/2021 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 02/2021 | 06/2022 |
| Ashton Thomas Insurance Agency | Scottsdale | AZ | 02/2021 | 06/2022 |
| Second 50 Financial, Llc | Manhattan Beach | CA | 01/2021 | Present |
1) NAME OF OTHER BUSINESS: DAVID SWIFT (INDIVIDUALLY); INVESTMENT RELATED BUSINESS: YES; ADDRESS OF OTHER BUSINESS: Second 50 Financial Office Locations; NATURE OF OTHER BUSINESS: INSURANCE SALES AND SERVICE; POSITION: LICENSED INSURANCE AGENT; TITLE OR RELATIONSHIP WITH OTHER BUSINESS: OWNER SOLE PROPRIETOR; START DATE: 06/2018; TOTAL NUMBER OF HOURS: 5; TOTAL NUMBER OF HOURS DURING SECURITIES TRADING HOURS:3; DESCRIPTION: PROVIDE INSURANCE SALES AND SERVICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-01 |
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