Erin Mccarthy Halprin

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-05

TX RA
APPROVED

Since 2022-05-05

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc	Dalls	TX	09/2009	05/2022
Morgan Stanley Smith Barney Llc	Houston	TX	05/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2022	Present

09/2009 → 05/2022

J.P. Morgan Securities Inc

Dalls, TX
05/2022 → Present

Morgan Stanley Smith Barney Llc

Houston, TX
07/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2014-02-12 → 2022-05-06

J.P. Morgan Securities Llc

Houston, TX

Dallas, TX

Other Businesses

*507286 - Ursuline Academy of Dallas Foundation, Inc.; Investment related: No; Dallas, Texas; Education; Finance Committee, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 2; Labor/Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-07
S63	Uniform Securities Agent State Law Examination	2009-12-18

S66 Uniform Combined State Law Examination

2014-02-07
S63 Uniform Securities Agent State Law Examination

2009-12-18

Other Names

Erin Mccarthy
Erin Nicole Mccarthy

View on SEC IAPD