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Michael Andrew Hastings

LPl Financial LLC

Sacramento, CA

Folsom, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-10
  • CA RA
    APPROVED
    Since 2020-01-10

Branch Locations

800 H Street, Sacramento, CA 95814 • United States

1705 Iron Point Road, Ste 100, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 01/2020
Lpl Financial Llc Sacramento CA 01/2020 Present
Sacramento Credit Union Sacramento CA 01/2003 Present
  • 01/2013 → 01/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2020 → Present
    Lpl Financial Llc
    Sacramento, CA
  • 01/2003 → Present
    Sacramento Credit Union
    Sacramento, CA
Previous Registrations
  • 2010-08-09 → 2020-01-16
    Cetera Wealth Services, Llc
    Sacramento, CA
    Rancho Cordova, CA
    Roseville, CA
Other Businesses

1)12/10/2019 - SCU Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-21
  • S66 Uniform Combined State Law Examination
    2009-11-21

View on SEC IAPD

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