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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-04 |
| OH | RA | APPROVED | 2019-06-20 |
Branch Locations
545 Metro Place South Suite 220, Dublin, OH 43017 • United States
Baltimore, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Upper Arlington | OH | 08/2009 | 06/2019 |
| Foresters Advisory Services | Dublin | OH | 04/2016 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Dublin | OH | 06/2019 | Present |
1.) NOTARY 2.) MIDDLE SCHOOL BASKETBALL COACH; 8 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-03 |
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