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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-09-19 |
| TX | RA | APPROVED | 2022-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Wealth Management | Fort Collins | CO | 08/2009 | 09/2022 |
| Private Client Services Llc | Fort Collins | CO | 04/2013 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Fort Collins | CO | 09/2022 | Present |
*524703- Sunflower Capital LLC; Investment related-Yes; Fort Collins, Colorado; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 1; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-05 |
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