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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-07
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2026-07-07
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

Ponder, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 04/2012 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2012 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Heber City, UT
  • 2013-06-19 → 2018-07-13
    Salt Lake City, UT
  • 2011-02-17 → 2011-09-09
    Chase Investment Services Corp.
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

OBA-125858|OrgNmn:Pi Kappa Alpha Foundation|Org Addr:Memphis,Tennessee,US|OBA Nature:Education and Leadership|Invst Rel:Y|Title:Investment Committee Member|Duties:I would be a committee member on a 7 person committee. In this role I would not have any access to money or the authority to invest any money.|StrtDt:12-19-25|TotHrs/mon:10|TrdHrs/mon:0|OBA-121675|OrgNmn:Choice Humanitarian|Org Addr:Draper,Utah,US|OBA Nature:Non-Profit Organization that d|Invst Rel:N|Title:Certified Expedition Leader|Duties:Lead Expeditions to other countries to provide service|StrtDt:10-01-25|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-16
S63 Uniform Securities Agent State Law Examination 2009-09-18
  • S65 Uniform Investment Adviser Law Examination
    2011-02-16
  • S63 Uniform Securities Agent State Law Examination
    2009-09-18
Other Names
  • Michael D N Parkin
  • Michael Dru Neil Parkin

View on SEC IAPD

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