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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-28 |
| TX | RA | APPROVED_RES | 2020-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Evanston | IL | 08/2009 | 04/2018 |
| J.P. Morgan Securities Llc | Chicago | IL | 10/2012 | 04/2018 |
| Bmo Harris Financial Advisors | Niles | IL | 04/2018 | 09/2020 |
| Jp Morgan Chase Bank, N.A. | Wilmette | IL | 09/2020 | Present |
| Jp Morgan Securities, Llc | Wilmette | IL | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-17 |
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