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Daniel Robert Trgovich

Waterway Wealth Management, L.L.C.

The Woodlands, TX

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Current Employers
Waterway Wealth Management, L.L.C.

21 Waterway Suite 500, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-03-20

Branch Locations

21 Waterway Suite 500, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott Underwood St Louis MO 06/2021 12/2021
Umb Financial Kansas City MO 08/2011 06/2021
Scott Underwood Saint Louis MO 12/2021 01/2025
Northwestern Mutual Investment Services Llc Saint Louis MO 01/2022 03/2025
Waterway Wealth Management, Llc The Woodlands TX 03/2025 Present
  • 06/2021 → 12/2021
    Scott Underwood
    St Louis, MO
  • 08/2011 → 06/2021
    Umb Financial
    Kansas City, MO
  • 12/2021 → 01/2025
    Scott Underwood
    Saint Louis, MO
  • 01/2022 → 03/2025
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 03/2025 → Present
    Waterway Wealth Management, Llc
    The Woodlands, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-12
  • S63 Uniform Securities Agent State Law Examination
    2022-02-12
Designations
Other Names
  • Daniel Trgovich
  • Dan Trgovich

View on SEC IAPD

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