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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
FL RA APPROVED 2018-10-23
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • FL RA
    APPROVED
    Since 2018-10-23

Branch Locations

11065 Gatewood Dr Unit C-103, Bradenton, FL 34211 • United States

Parrish, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Bradenton FL 01/2006 10/2018
Prudential Insurance Company Of America Bradenton FL 01/2006 10/2018
Ameriprise Financial Services, Inc. Bradenton FL 10/2018 03/2020
Ameriprise Financial Services, Llc Bradenton FL 03/2020 Present
Previous Registrations
  • 2013-06-03 → 2018-11-16
    Fort Myers, FL
    Port Chrlotte, FL
    Bradenton, FL
    Naples, FL
    Pt Charlotte, FL
    Fort Myers, FL
    Tampa, FL
Other Businesses

Business Ownership; Azzurri LLC; Owner; It's what I'm getting paid through for tax purposes; 16434 Woodside Glen, , Parrish, FL, 34219; Not Investment-Related; 09/04/2019; 60 hours per month; 60 during trading hours / The Consultants Group, Inc.; Owner; Financial Advise; 6710 Professional Pkwy, Suite 320, Lakewood Ranch, FL, 34240; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Tidemark Financial Services and Insurance, LLC; Financial Advisor - AFA; ; 11065 Gatewood Dr., Unit C-103Bradenton, FL 34211, ,; Investment-Related; 10/19/2018; 60 hours per month; 60 during trading hours / The Consultants Group, Inc.; Employee; Financial Advisor; 6710 Professional Pkwy, Suite 320, Lakewood Ranch, FL, 34240; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-06
S63 Uniform Securities Agent State Law Examination 2008-01-04
  • S65 Uniform Investment Adviser Law Examination
    2013-05-06
  • S63 Uniform Securities Agent State Law Examination
    2008-01-04
Designations
Other Names
  • Jonathan J Di Rico
  • Jonathan James Dirico
  • Jonathan J Di Rico

View on SEC IAPD

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