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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| FL | RA | APPROVED | 2018-10-23 |
Branch Locations
11065 Gatewood Dr Unit C-103, Bradenton, FL 34211 • United States
Parrish, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Bradenton | FL | 01/2006 | 10/2018 |
| Prudential Insurance Company Of America | Bradenton | FL | 01/2006 | 10/2018 |
| Ameriprise Financial Services, Inc. | Bradenton | FL | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Bradenton | FL | 03/2020 | Present |
Business Ownership; Azzurri LLC; Owner; It's what I'm getting paid through for tax purposes; 16434 Woodside Glen, , Parrish, FL, 34219; Not Investment-Related; 09/04/2019; 60 hours per month; 60 during trading hours / The Consultants Group, Inc.; Owner; Financial Advise; 6710 Professional Pkwy, Suite 320, Lakewood Ranch, FL, 34240; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Tidemark Financial Services and Insurance, LLC; Financial Advisor - AFA; ; 11065 Gatewood Dr., Unit C-103Bradenton, FL 34211, ,; Investment-Related; 10/19/2018; 60 hours per month; 60 during trading hours / The Consultants Group, Inc.; Employee; Financial Advisor; 6710 Professional Pkwy, Suite 320, Lakewood Ranch, FL, 34240; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-04 |
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