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Andrew Howard Barag

Capital Investment Advisors, LLC

Atlanta, GA

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Current Employers
Capital Investment Advisors, Llc

10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-04
GA RA APPROVED 2019-01-22
  • TX RA
    APPROVED
    Since 2019-05-04
  • GA RA
    APPROVED
    Since 2019-01-22

Branch Locations

10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Guardian Trust Company Atlanta GA 01/2015 09/2018
Capital Bank And Trust Company Irvine CA 01/2016 09/2018
Capital Investment Advisors, Llc Atlanta GA 12/2018 Present
Previous Registrations
  • 2016-01-19 → 2018-09-26
    Capital Bank And Trust Company
    Irvine, CA
  • 2015-06-19 → 2016-01-19
    Capital Guardian Trust Company
    Atlanta, GA
  • 2012-06-01 → 2015-02-12
    Morgan Stanley
    Atlanta, GA
    Atlanta, GA
  • 2010-03-17 → 2012-05-18
    Waddell & Reed
    Alpharetta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-16
  • S66 Uniform Combined State Law Examination
    2010-03-16
Designations
Other Names
  • Andrew Barag

View on SEC IAPD

Other Firms

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HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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