Ross Michael Weiner

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
FL	RA	APPROVED	2020-07-13
TX	RA	APPROVED	2020-07-10

NY RA
APPROVED

Since 2021-04-16
FL RA
APPROVED

Since 2020-07-13
TX RA
APPROVED

Since 2020-07-10

Branch Locations

Boca Raton, FL • United States

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Short Hills	NJ	12/2017	06/2020
Eastern Consolidated	New York	NY	07/2014	10/2017
Ameriprise Financial Services, Llc	Florham Park	NJ	06/2020	Present

12/2017 → 06/2020

Wells Fargo Clearing Services, Llc

Short Hills, NJ
07/2014 → 10/2017

Eastern Consolidated

New York, NY
06/2020 → Present

Ameriprise Financial Services, Llc

Florham Park, NJ

Previous Registrations

2018-04-04 → 2020-07-22

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-03

S66 Uniform Combined State Law Examination

2018-04-03

Other Names

Ross Weiner

View on SEC IAPD