Herbert Bruce Lichtman

Current Employers

Arena Consulting, Llc

Highland Park, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-08-25

IL RA
APPROVED

Since 2011-08-25

Branch Locations

Highland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arena Consulting Llc	Highland Park	IL	03/2009	Present

03/2009 → Present

Arena Consulting Llc

Highland Park, IL

Other Businesses

CONTINUITY, LLC, IS A SPECIAL-PURPOSE ENTITY THAT FACILITATES INVESTMENT AND MISC CONSULTING. IT IS INVESTMENT-RELATED. ITS PRINCIPAL PLACE OF BUSINESS IS 1160 HILARY LANE, HIGHLAND PARK, IL 60035. I HAVE BEEN A MEMBER FROM 2009 TO PRESENT. I SPEND ONE HOUR PER MONTH ON CONTINUITY, WITH NO TIME SPENT DURING TRADING HOURS. MY DUTIES INVOLVE GENERAL OVERSIGHT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-24

S65 Uniform Investment Adviser Law Examination

2011-08-24

Other Names

Herbert Lichtman

View on SEC IAPD