Robert Fabian Farrell

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-04-12
VA	RA	APPROVED	2022-02-14
TX	RA	APPROVED_RES	2015-07-09
DC	RA	APPROVED	2013-02-28

MD RA
APPROVED

Since 2023-04-12
VA RA
APPROVED

Since 2022-02-14
TX RA
APPROVED_RES

Since 2015-07-09
DC RA
APPROVED

Since 2013-02-28

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Washington	DC	03/2016	Present
Morgan Stanley Private Bank, National Association	New York	NY	03/2016	Present

03/2016 → Present

Morgan Stanley Smith Barney Llc

Washington, DC
03/2016 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-01-18
S63	Uniform Securities Agent State Law Examination	2011-03-18

S65 Uniform Investment Adviser Law Examination

2013-01-18
S63 Uniform Securities Agent State Law Examination

2011-03-18

Other Names

Robert Fabian Farrell

View on SEC IAPD

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