Benjamin Hall Richey

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-29

SC RA
APPROVED

Since 2025-01-29

Branch Locations

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	06/2016	Present

06/2016 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2014-12-05 → 2016-05-09

Cetera Wealth Services, Llc

Lancaster, SC

Charlotte, NC

Fort Mill, SC
2013-11-04 → 2014-12-23

Cambridge Investment Research Advisors, Inc.

Newnan, GA
2010-03-08 → 2013-11-05

Edward Jones

Fayetteville, GA

Sharpsburg, GA

St Louis, MO

Tyrone, GA

Other Businesses

01/05/2024 - Richey Wealth Management LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/20/2023 - 1 Hr/Mo; 0 Hr During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-05
S63	Uniform Securities Agent State Law Examination	2006-04-06

S66 Uniform Combined State Law Examination

2010-03-05
S63 Uniform Securities Agent State Law Examination

2006-04-06

Other Names

Ben H Richey
Ben Richey
Benjamin Richey

View on SEC IAPD