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Current Employers
Twin Peaks Wealth Advisors

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
CA RA APPROVED 2022-12-12
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • CA RA
    APPROVED
    Since 2022-12-12

Branch Locations

840 Apollo St Suite 100, El Segundo, CA 90245 • United States

San Francisco, CA • United States

Manhattan Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Francisco CA 03/2015 12/2022
Twin Peak Wealth Advisors, Llc San Francisco CA 12/2022 Present
  • 03/2015 → 12/2022
    San Francisco, CA
  • 12/2022 → Present
    Twin Peak Wealth Advisors, Llc
    San Francisco, CA
Previous Registrations
Other Businesses

1. 2/7/2017 - Cavalier Insurance Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/08/2015 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 7/22/2021 - No Business Name - Investment Related - Lawndale, CA 90260 - Real Estate Rental - Start Date: 8/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Receive rental income renting out a home. 3. 7/22/2021 - No Business Name - Investment Related - San Francisco, CA 94109 - Real Estate Rental - Start Date: 1/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Rent out my condo. 4. 01/18/2022 - Capstone Partners - Investment Related - 665 36th Street Manhattan Beach, CA 90266 - Non-Variable Insurance - Agent - Start Date: 03/02/2015 - 8 Hours Per Month/0 Hours During Securities Trading. 5. 10/19/2022 - Twin Peaks Insurance Services, LLC - Investment Related - Virtually-At People's Homes - Non-Variable Insurance - Agent - Start Date: 10/12/2022 - 6 Hours Per Month/1 Hour During Securities Trading. 6. 01/01/2026 - GLG Consulting - Investment Related - 665 36th Street Manhattan Beach, CA 90266 - Connects professionals with expert insights - Consultant - 2 hours per year - Provides expert insights through consultations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-17
  • S66 Uniform Combined State Law Examination
    2009-11-17

View on SEC IAPD

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