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San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| CA | RA | APPROVED | 2022-12-12 |
Branch Locations
840 Apollo St Suite 100, El Segundo, CA 90245 • United States
San Francisco, CA • United States
Manhattan Beach, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Francisco | CA | 03/2015 | 12/2022 |
| Twin Peak Wealth Advisors, Llc | San Francisco | CA | 12/2022 | Present |
1. 2/7/2017 - Cavalier Insurance Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/08/2015 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 7/22/2021 - No Business Name - Investment Related - Lawndale, CA 90260 - Real Estate Rental - Start Date: 8/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Receive rental income renting out a home. 3. 7/22/2021 - No Business Name - Investment Related - San Francisco, CA 94109 - Real Estate Rental - Start Date: 1/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Rent out my condo. 4. 01/18/2022 - Capstone Partners - Investment Related - 665 36th Street Manhattan Beach, CA 90266 - Non-Variable Insurance - Agent - Start Date: 03/02/2015 - 8 Hours Per Month/0 Hours During Securities Trading. 5. 10/19/2022 - Twin Peaks Insurance Services, LLC - Investment Related - Virtually-At People's Homes - Non-Variable Insurance - Agent - Start Date: 10/12/2022 - 6 Hours Per Month/1 Hour During Securities Trading. 6. 01/01/2026 - GLG Consulting - Investment Related - 665 36th Street Manhattan Beach, CA 90266 - Connects professionals with expert insights - Consultant - 2 hours per year - Provides expert insights through consultations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-17 |
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