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Manuel Jeremy Rose

Aegis Capital Corp.

Fort Lauderdale, FL

Boca Raton, FL

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-16
TX RA APPROVED_RES 2024-12-06
  • FL RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED_RES
    Since 2024-12-06

Branch Locations

Fort Lauderdale, FL • United States

2255 Glades Rd. Suites 319 And 324A, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hyannis MA 02/2013 07/2019
Bank Of America, N.A. Hyannis MA 03/2013 07/2019
Morgan Stanley Ft. Lauderdale FL 07/2019 11/2024
Morgan Stanley Private Bank, N.A New York NY 08/2019 11/2024
Aegis Capital Corp Boca Raton FL 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-10
  • S66 Uniform Combined State Law Examination
    2012-12-10
Other Names
  • Manuel Jeremy Rose
  • Manuel J.D. Rose
  • Manuel Jeremydouglas Rose
  • Manny Rose
  • Manuel J Rose

View on SEC IAPD

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