Inactive

Thomas H. Russell

Narwhal Capital Management

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Current Employers

Narwhal Capital Management

531 Roselane Street Suite 420, Marietta, GA 30060 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-05
GA	RA	APPROVED	2018-10-12

TX RA
APPROVED_RES

Since 2021-05-05
GA RA
APPROVED

Since 2018-10-12

Branch Locations

531 Roselane Street Suite 420, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl	Atlanta	GA	09/2013	08/2017
Peachcap	Atlanta	GA	09/2017	10/2018
Peachtree Tax & Advisory	Atlanta	GA	09/2017	10/2018
Narwhal Capital Mangement	Marietta	GA	10/2018	06/2020
Narwhal Capital Management	Marietta	GA	06/2020	Present

09/2013 → 08/2017

Lpl

Atlanta, GA
09/2017 → 10/2018

Peachcap

Atlanta, GA
09/2017 → 10/2018

Peachtree Tax & Advisory

Atlanta, GA
10/2018 → 06/2020

Narwhal Capital Mangement

Marietta, GA
06/2020 → Present

Narwhal Capital Management

Marietta, GA

Previous Registrations

2017-09-19 → 2018-10-03

Peachcap Tax & Advisory, Llc

Atlanta, GA
2013-09-19 → 2017-09-12

Lpl Financial Llc

Atlanta, GA
2011-03-23 → 2013-09-17

Yieldquest Advisors, Llc

Atlanta, GA
2009-12-15 → 2010-01-22

Equitable Advisors, Llc

Cumming, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-08

S66 Uniform Combined State Law Examination

2009-12-08

View on SEC IAPD

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