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207 Main Street 3Rd Floor, Hartford, CT 06106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-10-24 |
Branch Locations
207 Main Street 3Rd Floor, Hartford, CT 06106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Innovation Partners Llc | Charlottesville | NC | 04/2013 | 03/2017 |
| Edgon Financial Llc | Hartford | CT | 04/2009 | Present |
Eduardo Yamir Gonzalez Lopez is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. EDGON always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of EDGON in connection with such individual's activities outside of EDGON.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-11 |
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