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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-23
NY RA APPROVED 2026-01-02
  • MA RA
    APPROVED
    Since 2026-01-23
  • NY RA
    APPROVED
    Since 2026-01-02

Branch Locations

Waltham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg Thalmann & Co, Inc. New York NY 08/2022 Present
Bentley University, Mccallum Graduate School Of Business Waltham MA 01/2021 05/2022
Self-Employed Brighton MA 07/2019 07/2022
Nepc Boston MA 11/2014 06/2019
  • 08/2022 → Present
    Ladenburg Thalmann & Co, Inc.
    New York, NY
  • 01/2021 → 05/2022
    Bentley University, Mccallum Graduate School Of Business
    Waltham, MA
  • 07/2019 → 07/2022
    Self-Employed
    Brighton, MA
  • 11/2014 → 06/2019
    Nepc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-22
  • S66 Uniform Combined State Law Examination
    2025-11-22

View on SEC IAPD

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