Best Investors Account Sign in

Christina Kay York

Charles Schwab & Co., Inc.

Oakland, CA

San Ramon, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
CA RA APPROVED 2018-03-29
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2018-03-29

Branch Locations

180 Grand Avenue, Oakland, CA 94612 • United States

3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc San Francisco CA 09/2012 09/2017
Charles Schwab & Co., Inc. Oakland CA 03/2018 Present
Charles Schwab Bank Ssb Oakland CA 03/2018 Present
Unemployed San Francisco CA 09/2017 03/2018
  • 09/2012 → 09/2017
    Neuberger Berman Llc
    San Francisco, CA
  • 03/2018 → Present
    Charles Schwab & Co., Inc.
    Oakland, CA
  • 03/2018 → Present
    Charles Schwab Bank Ssb
    Oakland, CA
  • 09/2017 → 03/2018
    Unemployed
    San Francisco, CA
Previous Registrations
  • 2012-09-24 → 2017-09-27
    Neuberger Berman Bd Llc
    San Francisco, CA
  • 2011-03-07 → 2012-09-14
    Constellation Wealth Advisors Llc
    New York, NY
    Menlo Park, CA
  • 2009-11-25 → 2011-03-15
    Lpl Financial Llc
    Santa Clara, CA
Other Businesses

The Montgomery Owners Association|Investment Related:No|Nonprofit Charitable Organizations|HOA Board|2025-10-06|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|This is my condo building HOA board. I was just recently elected. My position on the board has not yet been determined.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-23
  • S66 Uniform Combined State Law Examination
    2009-11-23
Designations

View on SEC IAPD

Other Firms

INFINITY FINANCIAL SERVICES ADVISORY
CETERA INVESTMENT ADVISERS LLC
HOODOO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
FM CAPITAL GROUP
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor