Thomas Edward Patton

Current Employers

Employment History

• 10/2009 → 07/2018
  Nylife Securities Llc
  Okemos, MI
• 08/2009 → 07/2018
  New York Life
  Okemos, MI
• 05/2013 → 07/2018
  Eagle Strategies Llc
  Okemos, MI
• 07/2018 → 06/2024
  Sigma Financial Corporation
  Ann Arbor, MI
• 07/2018 → 06/2024
  Spc
  Ann Arbor, MI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Grand Rapids, MI

Previous Registrations

• 2018-07-18 → 2024-06-24
  Spc
  Grand Rapids, MI
  Ann Arbor, MI
  Grand Rapids, MI
• 2013-06-05 → 2018-07-23
  Eagle Strategies Llc
  Grand Rapids, MI
  Grand Rapids, MI

Other Businesses

1. SINGER, 1693 OAKLEIGH WOODS DRIVE NW, GRAND RAPIDS, MI 49504. NON-INVESTMENT RELATED, 6 HRS PER MONTH. 2. Sale of non-variable insurance products including fixed annuities, term life insurance and health insurance. Start date: 7/18/18, approx. 2 hrs/mo with 1 hr spent during mkt hrs. 3. THOMAS PATTON POSITION: Singer NATURE: Musical Entertainment - Vocalist INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 1693 Oakleigh Woods Dr NW, Grand Rapids MI 49504, United States DESCRIPTION: I provide musical entertainment for restaurants and events. 4. THOMAS PATTON POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 12 START DATE: 07/18/2018 ADDRESS: 4981 Cascade Rd, Ste A, Grand Rapids MI 49546, United States DESCRIPTION: If an insurance product fits a client's needs I give them a quote for appropriate insurance products. I might provide an illustration(s). If they decide they want to purchase an insurance product I take the steps necessary to sell it to them. 5. MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/21/2024 ADDRESS: 4981 Cascade Rd SE, Grand Rapids MI 49546, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 6. MICHIGAN FINANCIAL COMPANIES - INSURANCE POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/21/2024 ADDRESS: 4981 Cascade Rd SE, Grand Rapids MI 49546, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE

Exams

• S66 Uniform Combined State Law Examination
  2013-04-15
• S63 Uniform Securities Agent State Law Examination
  2009-11-03