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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-19
  • TX RA
    APPROVED
    Since 2026-07-19

Branch Locations

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 09/2020 04/2022
Brookfield Asset Management Houston TX 02/2018 08/2020
Center Coast Capital Houston TX 10/2012 02/2018
Bank Of America, N.A. Houston TX 12/2020 04/2022
Usca Securities Llc Houston TX 04/2022 Present
Us Capital Wealth Advisors Llc Houston TX 04/2022 06/2026
Arax Advisory Partners Houston TX 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2009-09-10
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2009-09-10

View on SEC IAPD

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