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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/2020 | 04/2022 |
| Brookfield Asset Management | Houston | TX | 02/2018 | 08/2020 |
| Center Coast Capital | Houston | TX | 10/2012 | 02/2018 |
| Bank Of America, N.A. | Houston | TX | 12/2020 | 04/2022 |
| Usca Securities Llc | Houston | TX | 04/2022 | Present |
| Us Capital Wealth Advisors Llc | Houston | TX | 04/2022 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-10 |
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