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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-08-30 |
Branch Locations
602 William St Ste B, Fredericksburg, VA 22401 • United States
Rockingham, VA • United States
31 N Federal St, Harrisonburg, VA 22802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Mill | SC | 06/2015 | 04/2021 |
| Lpl Financial, Llc | Harrisonburg | VA | 04/2021 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2021 | 02/2025 |
1. 09/11/2024 - Dean Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/03/2024 - 160 Hours Per Month/ During Trading 2. 02/27/2025 - Robert Noaker Racing - Outside/W-2 Employment - Racecar Mechanic - Not Investment Related - Various Racetracks across the US - Start Date 03/01/2025 - 24 hours per month/ 4 hours during trading 3. 02/28/2025 - Wealthridge Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/25/2025 - 30 hours per month/ during trading 4) 03/18/2025 - RVA Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/05/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-24 |
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