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Julie Byrnes

Rockefeller Financial LLC

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-07
TX RA APPROVED 2025-11-07
  • IL RA
    APPROVED
    Since 2025-11-07
  • TX RA
    APPROVED
    Since 2025-11-07

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Chicago IL 08/2016 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 11/2025
Rockefeller Financial Llc Chicago IL 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-25
S63 Uniform Securities Agent State Law Examination 2007-04-27
  • S66 Uniform Combined State Law Examination
    2012-02-25
  • S63 Uniform Securities Agent State Law Examination
    2007-04-27
Other Names
  • Julie A Griffith

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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