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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-12-21 |
Branch Locations
Hallandale Beach, FL • United States
One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 04/2014 | 01/2017 |
| Legend Advisory Corporation | Palm Beach Gardens | FL | 06/2014 | 01/2017 |
| Lincoln Investment | St. Petersburg | FL | 01/2017 | 12/2017 |
| Axa Advisors, Llc | New York | NY | 12/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-10-20 |
| S65 | Uniform Investment Adviser Law Examination | 2014-06-03 |
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