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Samuel Sawyer Barnes

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Berkeley Heights, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-29
CT RA APPROVED 2015-02-27
  • NJ RA
    APPROVED
    Since 2018-11-29
  • CT RA
    APPROVED
    Since 2015-02-27

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

350 Springfield Ave, Berkeley Heights, NJ 07922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wilton CT 02/2015 Present
Wells Fargo Advisors, Llc Wilton CT 02/2015 11/2016
Wells Fargo Clearing Services, Llc Wilton CT 11/2016 Present
  • 02/2015 → Present
    Wells Fargo Bank, Na
    Wilton, CT
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Wilton, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Wilton, CT
Previous Registrations
  • 2013-10-11 → 2014-12-23
    Msi Financial Services, Inc.
    Warwick, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-18
S63 Uniform Securities Agent State Law Examination 2011-12-09
  • S65 Uniform Investment Adviser Law Examination
    2013-07-18
  • S63 Uniform Securities Agent State Law Examination
    2011-12-09
Other Names
  • Sam Barnes
  • Samuel S Barnes

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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