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Karen Marie Bauman

Ggm Financial LLC

Bentleyville, OH

Columbus, OH

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Current Employers
Ggm Financial Llc

2492 W Dublin Granville Rd., Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-16
  • OH RA
    APPROVED
    Since 2023-10-16

Branch Locations

Bentleyville, OH • United States

2492 W Dublin Granville Rd., Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Institutional Investments Inc. Wester OH 01/2011 01/2018
Jpmorgan Investment Management Inc. Westerville OH 01/2011 01/2018
Ggm Financial, Llc Columbus OH 05/2021 10/2023
Ggm Financial, Llc Columbus OH 10/2023 Present
Parental Leave Chagrin Falls OH 01/2018 05/2021
  • 01/2011 → 01/2018
    J.P. Morgan Institutional Investments Inc.
    Wester, OH
  • 01/2011 → 01/2018
    Jpmorgan Investment Management Inc.
    Westerville, OH
  • 05/2021 → 10/2023
    Ggm Financial, Llc
    Columbus, OH
  • 10/2023 → Present
    Ggm Financial, Llc
    Columbus, OH
  • 01/2018 → 05/2021
    Parental Leave
    Chagrin Falls, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-16
  • S63 Uniform Securities Agent State Law Examination
    2010-11-16
Designations
Other Names
  • Karen Patella
  • Karen Marie Patella
  • Karen Marie Patella

View on SEC IAPD

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