Jeremy Stephen Pennington

Current Employers

Employment History

• 06/2013 → 06/2017
  Investment Professionals Inc
  San Antonio, TX
• 07/2017 → Present
  S.B. Value Partners
  San Antonio, TX
• 03/2022 → Present
  Roc Investments
  Redding, CA

Previous Registrations

• 2017-06-09 → 2017-07-03
  Investment Professionals, Inc.
  San Antonio, TX
  Englewood, CO

Other Businesses

BLACK SHEEP CAPITAL; IS INVESTMENT-RELATED; 5700 WEST SUMAC, DENVER, CO 80123; THIS BUSINESS STILL HOLDS A RETAIL TRADING ACCOUNT; I AM A PARTNER; HEAD OF IT; START DATE: 10/2010; HOURS/ MONTH THAT I DEVOTE TO THIS DURING SECURITIES HOURS: < 1; MY DUTIES TO THIS BUSINESS ARE RELATED TO ENSURING THAT THE TECHNICAL INFRASTRUCTURE IS WORKING CORRECTLY (NETWORKING, CODE, DATABASES, ETC); AS THESE THINGS RARELY CHANGE, IT IS ALMOST ALWAYS WORKING CORRECTLY.. Name of outside business: ROC Investments; Is the business investment related: Yes; Location of the business: 930 Sierra Vista Dr Redding CA 96001 USA; Description of the business: This business is building an ETF of US equities.; Position Title: Consultant; Responsibilities Duties: Technical support specifically relating to Excel and occasional programming in Python; Start date with business: 2022-03-18; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-06