Deepak Kumar Malhotra

Current Employers

Strategic Wealth Solutions Llc

Middletown, NJ • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-06-12
NJ	RA	APP_PEND_IARCE	2026-01-01
NY	RA	APPROVED	2021-10-02

OH RA
APPROVED

Since 2026-06-12
NJ RA
APP_PEND_IARCE

Since 2026-01-01
NY RA
APPROVED

Since 2021-10-02

Branch Locations

Middletown, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Mml Investors Services	Iselin	NJ	02/2014	06/2018
Mass Mutual	Edison	NJ	07/2013	06/2018
Northeast Solution	Edison	NJ	06/2012	Present
Penn Mutual	Horsham	PA	06/2018	11/2019
Hornor Townsend & Kent Inc	Horsham	PA	06/2018	Present
Strategic Wealth Solutions Llc	Lincroft	NJ	08/2021	Present

02/2014 → 06/2018

Mml Investors Services

Iselin, NJ
07/2013 → 06/2018

Mass Mutual

Edison, NJ
06/2012 → Present

Northeast Solution

Edison, NJ
06/2018 → 11/2019

Penn Mutual

Horsham, PA
06/2018 → Present

Hornor Townsend & Kent Inc

Horsham, PA
08/2021 → Present

Strategic Wealth Solutions Llc

Lincroft, NJ

Previous Registrations

2018-10-05 → 2019-12-02

Hornor, Townsend & Kent, Llc

Edison, NJ
2015-02-24 → 2018-06-29

Mml Investors Services, Llc

Edison, NJ

Warren, NJ

Other Businesses

Accounting and Tax Practice Single owner of Accounting firm, which pays me w-2 income and distribution of profit from business as K-1.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-03
S63	Uniform Securities Agent State Law Examination	2010-06-02

S65 Uniform Investment Adviser Law Examination

2015-01-03
S63 Uniform Securities Agent State Law Examination

2010-06-02

View on SEC IAPD