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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-02 |
| WA | RA | APPROVED | 2025-12-02 |
Branch Locations
11245 Se 6Th St Bldg B # 120, Bellevue, WA 98004-6499 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
11245 Se 6Th St Building B - Suite 120, Bellevue, WA 98004 • United States
11245 Se 6Th Street, Building B Suite 120, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-07-02 |
Branch Locations
11245 Se 6Th Street, Building B Suite 120, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Bellevue | WA | 08/2012 | 11/2016 |
| Northshore School District | Bothell | WA | 03/2014 | 10/2017 |
| Lpl Financial, Llc | Bellevue | WA | 11/2016 | 05/2023 |
| Financial Advocates Investment Management | Bellevue | WA | 11/2016 | 10/2019 |
| B3 Wealth Strategies | Bellevue | WA | 06/2019 | Present |
| Lpl Financial | Bellevue | WA | 11/2025 | Present |
1. 10/2025 - B3 Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 11/17/2025 2. 12/19/2025-Brueske Advisory Services-Employee Advisor-Registered Investment Advisor-Inv Related-At reported business location(s)-Start date 11/01/2016-32hrs/mth-2hrs/mth during trading. I temporarily provide limited services thru Brueske Advisory Services, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 11/2016 and expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-22 |
| S66 | Uniform Combined State Law Examination | 2012-10-30 |
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