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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gf Investment Services, Llc | Sarasota | FL | 03/2009 | 04/2019 |
| Aviance Capital Management, Llc | Sarasota | FL | 05/2011 | 12/2016 |
| Global Financial Advisory, Llc | Sarasota | FL | 03/2009 | 05/2022 |
| Global Financial Private Capital, Llc | Sarasota | FL | 08/2011 | 04/2019 |
| Assetmark Financial Holdings, Inc | Sarasota | FL | 04/2019 | Present |
| Assetmark Brokerage, Llc | Sarasota | FL | 04/2019 | Present |
1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 04/2019 - 160 HRS / MONTHLY, PORTFOLIO MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2. CFA SOCIETY TAMPA BAY - LOCAL CHAPTER OF CFA INSTITUTE - DIRECTOR AT LARGE, BOARD OF DIRECTORS - START DATE 7/1/2022 - NON INVESTMENT-RELATED - SPEND 4 HOURS PER MONTH, 1 HOUR DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2011-07-25 |
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