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Quan Nguyen

Thrivent Investment Management Inc.

Dedham, MA

Mansfield, MA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-12-04
TX RA APPROVED_RES 2023-09-05
MA RA APPROVED 2023-08-30
  • OK RA
    APPROVED
    Since 2023-12-04
  • TX RA
    APPROVED_RES
    Since 2023-09-05
  • MA RA
    APPROVED
    Since 2023-08-30

Branch Locations

3 Allied Dr, Dedham, MA 02026 • United States

Mansfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 04/2013 09/2017
Santander Bank, Na Boston MA 04/2013 08/2020
Santander Securities, Llc Dorchester MA 09/2017 08/2020
Citizens Securities, Inc. Sharon MA 12/2020 06/2023
Personal Development And Networking Mansfield MA 09/2020 12/2020
Thrivent Investment Management Inc Dedham MA 07/2023 Present
Thrivent Financial Appleton WI 08/2023 Present
Previous Registrations
  • 2021-01-08 → 2023-06-09
    Citizens Securities, Inc.
    Mansfield, MA
    Foxboro, MA
    Hudson, MA
    Sharon, MA
    Walpole, MA
    Stoughton, MA
    Hudson, NH
  • 2017-11-15 → 2020-08-28
    Santander Securities Llc
    Worcester, MA
    Boston, MA
    Framingham, MA
    Hingham, MA
    Framingham, MA
    Framingham, MA
    Norwood, MA
    Bellingham, MA
    South Boston, MA
    Boston, MA
    Dorchester, MA
    Boston, MA
    Plymouth, MA
    Dorchester, MA
    Mattapan, MA
    Dorchester, MA
    Dorchester, MA
    Roxbury, MA
    Boston, MA
    Abington, MA
    Boston, MA
    South Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-01
S63 Uniform Securities Agent State Law Examination 2009-10-12
  • S65 Uniform Investment Adviser Law Examination
    2017-11-01
  • S63 Uniform Securities Agent State Law Examination
    2009-10-12
Other Names
  • Kevin D Nguyen
  • Quan D Nguyen
  • Kevin Nguyen

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Dedham, MA
ALBANY ROAD REAL ESTATE PARTNERS, LLC · DEDHAM, MA
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