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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-24
  • WI RA
    APPROVED
    Since 2025-12-24

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Brookfield WI 02/2014 06/2018
Bmo Harris Financial Advisors Milwaukee WI 06/2018 03/2021
Northwestern Mutual Investment Services Llc Franklin WI 05/2021 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2021 Present
  • 02/2014 → 06/2018
    Bmo Harris Financial Advisors
    Brookfield, WI
  • 06/2018 → 03/2021
    Bmo Harris Financial Advisors
    Milwaukee, WI
  • 05/2021 → Present
    Franklin, WI
  • 04/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
Other Businesses

100% OWNER, ARROWS AFIRE LLC, N84 W19511 MENOMONEE AVENUE, MENOMONEE FALLS, , WISCONSIN, 53051, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DRUMMER 2. 100% OWNER, WEDDING OFFICIANT, N84W19511 MENOMONEE AVE, MENOMONEE FALLS, , WISCONSIN, 53051, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/15/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OFFICIATING A WEDDING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-14
  • S66 Uniform Combined State Law Examination
    2011-10-14
Other Names
  • David Cassel

View on SEC IAPD

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