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Inactive

Mark D Ericson

Mercer Global Advisors Inc.

Walnut Creek, CA

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
CA RA APPROVED 2022-11-02
  • TX RA
    APPROVED
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2022-11-02

Branch Locations

100 Pringle Ave Suite 310, Walnut Creek, CA 94596 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Campbell CA 06/2010 11/2019
Bank Of America, N.A. Campbell CA 07/2010 11/2019
Fidelity Brokerage Services Llc Los Gatos CA 12/2019 10/2022
Mercer Global Advisors Inc. Walnut Creek CA 10/2022 04/2025
Mercer Global Advisors Inc. Walnut Creek CA 04/2025 Present
Previous Registrations
  • 2019-12-24 → 2022-10-31
    Fidelity Personal And Workplace Advisors
    Los Gatos, CA
  • 2010-07-14 → 2019-11-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    Jacksonville, FL
    San Jose, CA
    San Jose, CA
    Campbell, CA
    Santa Clara, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Santa Clara, CA
    Cupertino, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-28
  • S66 Uniform Combined State Law Examination
    2009-11-28
Designations
Other Names
  • Mark Douglas Ericson
  • Mark D Ericson

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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